-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KzFiiPUAhpgCMslVtntCdO3aF+L1yZasV0jmxoU/f+jPngck+AD1m1B7xpKORDto wlXgsCvYEgHkIeQiR+sjjA== 0001358828-06-000019.txt : 20061101 0001358828-06-000019.hdr.sgml : 20061101 20061101165031 ACCESSION NUMBER: 0001358828-06-000019 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061101 DATE AS OF CHANGE: 20061101 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Kimber Resources Inc. CENTRAL INDEX KEY: 0001294662 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81581 FILM NUMBER: 061179489 BUSINESS ADDRESS: STREET 1: 215-800 WEST PENDER STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2V6 BUSINESS PHONE: 604-669-2251 MAIL ADDRESS: STREET 1: 215-800 WEST PENDER STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2V6 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Puplava Financial Services CENTRAL INDEX KEY: 0001358828 IRS NUMBER: 330086182 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PO BOX 503147 CITY: SAN DIEGO STATE: CA ZIP: 92150 BUSINESS PHONE: 858-487-3939 MAIL ADDRESS: STREET 1: PO BOX 503147 CITY: SAN DIEGO STATE: CA ZIP: 92150 SC 13D/A 1 amend2.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) KIMBER RESOURCES INC. (Name of Issuer) Common Shares, no par value 49435N101 (Title of class of securities) (CUSIP number) James J. Puplava 10801 Thornmint Road, Suite 100 San Diego, CA 92127 (858) 487 - 3939 (Name, address and telephone number of person authorized to receive notices and communications) October 30, 2006 (Date of event which requires filing of this statement)If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Note: When filing this statement in paper format, six copies of this statement, including exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following page(s)) (Page 1 of 8 Pages) CUSIP No. 49435N101 13D Page 2 of 8 Pages 1 NAME OF REPORTING PERSON: . James J. Puplava S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ____________** 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS: PF; AF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF SHARES 7 SOLE VOTING POWER 1,352,614 BENEFICIALLY OWNED BY 8 SHARED VOTING POWER 3,183,586: EACH REPORTING 9 SOLE DISPOSITIVE POWER: 0 PERSON WITH 10 SHARED DISPOSITIVE POWER 5,076,100: 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,076,100 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.5% 10.7% 14 TYPE OF REPORTING PERSON: IN CUSIP No. 49435N101 13D Page 3 of 8 Pages 1 NAME OF REPORTING PERSON: .Mary Puplava S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ** 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS: PF; AF, 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF SHARES 7 SOLE VOTING POWER: 539,900 BENEFICIALLY OWNED BY 8 SHARED VOTING POWER: 3,183,586 EACH REPORTING 9 SOLE DISPOSITIVE POWER: 0 PERSON WITH 10 SHARED DISPOSITIVE POWER: 5,076,100 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,076,100 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 10.7% 14 TYPE OF REPORTING PERSON: INCUSIP No. 49435N101 13D Page 4 of 8 Pages 1 NAME OF REPORTING PERSON: Puplava Financial Services, Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ** 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS: WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION: California NUMBER OF SHARES 7 SOLE VOTING POWER: 2,495,800 BENEFICIALLY OWNED BY 8 SHARED VOTING POWER: 576,900 EACH REPORTING 9 SOLE DISPOSITIVE POWER: 2,495,800 PERSON WITH 10 SHARED DISPOSITIVE POWER: 576,900 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,072,700 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 6.5% 14 TYPE OF REPORTING PERSON:COCUSIP No. 49435N101 13D Page 5 of 8 Pages 1 NAME OF REPORTING PERSON: .Puplava Securities, Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS: WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION: California NUMBER OF SHARES 7 SOLE VOTING POWER: BENEFICIALLY OWNED BY 8 SHARED VOTING POWER: 576,900 EACH REPORTING 9 SOLE DISPOSITIVE POWER: PERSON WITH 10 SHARED DISPOSITIVE POWER: 576,900 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 576,900 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.2% 14 TYPE OF REPORTING PERSON: BD CUSIP No. 49435N101 13D Page 6 of 8 Pages 1 NAME OF REPORTING PERSON: Puplava Family Trust S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: _________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS: AF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF SHARES 7 SOLE VOTING POWER: 110,896 BENEFICIALLY OWNED BY 8 SHARED VOTING POWER: 0 EACH REPORTING 9 SOLE DISPOSITIVE POWER: 110,896 PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 110,896 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.2% 14 TYPE OF REPORTING PERSON: OOThis Amendment No. 2 (Amendment No. 2) amends and supplements the Statement on Schedule 13D dated September 26, 2006, as amended by Amendment No. 1 (the Statement) relating to the common shares, no par value (the Shares), of Kimber Resources Inc., a British Columbia corporation (the Company), and is filed by and on behalf of the undersigned reporting persons (collectively, the Reporting Persons). Unless otherwise defined herein, all capitalized terms used herein shall have the meanings previously ascribed to them in the previous filing of the Statement. ITEM 4. PURPOSE OF TRANSACTION (d) At a board of directors meeting held October 30, 2006, Michael Hoole resigned as a director of the Company to facilitate an agreement with the Reporting Persons enabling the Company to avoid a proxy contest. Larry Bell was appointed as a director of the Company to replace Mr. Hoole for a term ending at the annual general meeting in 2007. Dr. Leanne Baker was also appointed by the board of directors as the seventh director of the Company. Dr. Bakers term will end at the 2006 annual general meeting, which is scheduled to be held in December. In addition, the board of directors has approved the nominations of Stephen Quin and Dr. Keith Barron for election at the 2006 annual general meeting of shareholders as independent directors to replace Clifford Grandison and Luard Manning whose terms of office will expire at the meeting. Dr. Baker will also be nominated for election at the 2006 annual general meeting. The Reporting Persons have agreed to withdraw their requisition for a shareholders meeting and not to proceed with a proxy contest. (g) Because the Reporting Persons have agreed to withdraw their requisition for a shareholders meeting, they will not be soliciting proxies to amend the Companys Articles at the 2006 general annual meeting of shareholders. SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information contained in this Statement is true, complete and correct. Dated: October 31, 2006 s/James J. Puplava James J. Puplava s/Mary Best Puplava Mary Best Puplava Puplava Financial Services, Inc. By: s/James J. Puplava James J. Puplava, President Puplava Securities, Inc. By: s/James J. Puplava James J. Puplava, President s/James Joseph Puplava James Joseph Puplava, Trustee Puplava Family Trust s/Mary Best Puplava Mary Best Puplava, Trustee Puplava Family Trust Page 8 of 8 Page 7 of 8 -----END PRIVACY-ENHANCED MESSAGE-----